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Regulatory News


Cessation of suspension of Changjiang Corporate Finance (HK) Limited acting as sponsor
The Securities and Futures Commission (SFC) today announces the cessation of the suspension of Changjiang Corporate Finance (HK) Limited...
Aug 26, 2024


Market Misconduct Tribunal finds China Forestry’s former chairman and CEO culpable for disclosure of false or misleading information and former CEO for insider trading
The Market Misconduct Tribunal (MMT) has found Mr Li Kwok Cheong and Mr Li Han Chun, former chairman and chief executive officer (CEO) of...
Aug 12, 2024


Suspected core syndicate member charged in ramp-and-dump case
A suspected core member of a sophisticated ramp-and-dump syndicate, Mr Cheng Ming, was charged with the offence of conspiracy to defraud...
Aug 12, 2024


Wanted core member of ramp-and-dump syndicate arrested
A suspected core member of a sophisticated ramp and dump syndicate, wanted by the Securities and Futures Commission (SFC) and subject to...
Aug 12, 2024


SFC warns public of Proxinex for suspected virtual asset-related fraud
The Securities and Futures Commission (SFC) today warns the public of an entity operating under the name of Proxinex for suspected...
Aug 5, 2024


Former banker ordered to disgorge $3 million illegal gains from insider dealing
The Market Misconduct Tribunal (MMT) has ordered Mr Wu Kam Shing, a former executive deputy general manager of China CITIC Bank...
Aug 5, 2024


SFC warns public against unlicensed virtual asset trading platform CoinUnited.io
The Securities and Futures Commission (SFC) today warns the public of an unlicensed virtual asset trading platform (VATP) known as...
Jul 29, 2024


Three jailed between 52 and 80 months in landmark market manipulation case
The Court of First Instance today sentenced Ms Sit Yi Ki and Mr Tam Cheuk Hang to imprisonment of six years and eight months, and Ms Lam...
Jul 29, 2024
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