Our clarification about forbearance following the introduction of the new Public Offers and Admissions to Trading Regulations (POATRs) regime.  On 19 January 2026, the Public Offers and Admissions to Trading Regulations (POATRs) regime and associated changes to our listing processes in the UK Listing Rules (UKLR) came into force. These changes introduced a requirement in the Prospectus Regime Manual (PRM 1.6.4R) for issuers to notify a Regulatory Information Service (RIS) of

Seven social media influencers have been sentenced at Southwark Crown Court for their role in the promotion of an unauthorised foreign exchange trading scheme.    Biggs Chris, Jamie Clayton, Lauren Goodger, Rebecca Gormley, Yazmin Oukhellou, Scott Timlin and Eva Zapico all pleaded guilty to one count of issuing unauthorised financial promotions.  The outcomes were: Lauren Goodger was fined £3,750 and ordered to pay costs of £5,778.18. Biggs Chris was fined £600 and ordered to

The FCA has chosen 4 companies to test how their stablecoin services work with proposed regulation in a safe environment. The stablecoins cohort is part of the FCA's commitment to supporting growth and innovation in UK financial services. 20 applications were received and the FCA has chosen the following firms:  Monee Financial Technologies ReStabilise Revolut VVTX The Regulatory Sandbox programme allows firms to trial stablecoin products in real world conditions with appropr

The Financial Action Task Force (FATF) Annual Report 2024-2025 outlines work by the FATF during the first year of the Mexican Presidency of Elisa de Anda Madrazo. Learn about how the FATF, through its global, collaborative approach, has worked with the Global Network of more than 200 countries and a range of partners from the public and private sectors to: Help countries identify and respond to evolving risks, with reports on online child sexual exploitation, terrorist financ

The Securities and Futures Commission (SFC) has prohibited Mr Andy Lau Ka Ho, a former licensed representative of Sun Hung Kai Investment Services Limited (SHKIS), Sun Hung Kai Commodities Limited (SHKCOM) and SHK Fund Management Limited (SHKFM) (collectively, SHK Entities), from re-entering the industry for life over serious misconduct (Notes 1 and 2). The disciplinary action follows an SFC investigation triggered by a self-report jointly made by the SHK Entities. The SFC’s

The Court of First Instance of Hong Kong has granted the Securities and Futures Commission (SFC) a worldwide interim injunction order (HK Order) in legal proceedings against Mr Chan Ching Wa, a former staff of the Hong Kong Exchange and Clearing Limited (HKEX), and his extended relatives, Mr Lam Cho Man and Mr Chau Chi Kwong, for alleged insider dealing in the shares of at least seven Hong Kong-listed companies (Notes 1 to 3).  In parallel, the SFC has commenced first-of-its-