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Regulatory News


SFC withdraws restriction notices to brokers to facilitate return of misappropriated funds to affected parties
The Securities and Futures Commission (SFC) has withdrawn the restriction notices prohibiting three brokers from disposing of or dealing with proceeds or assets in their client accounts linked to disclosure of false or misleading information in Hua Han Health Industry Holdings Limited’s (Hua Han) financial statements (Notes 1 and 2). The three brokers are: Changjiang Securities Brokerage (HK) Limited; Haitong International Securities Company Limited; and Kingston Securities L
Jan 4


FSTB and SFC conclude consultations on virtual asset dealer and custodian regimes, further consult on two new regimes
The Financial Services and the Treasury Bureau (FSTB) and the Securities and Futures Commission (SFC) today published consultation conclusions on legislative proposals to regulate virtual asset (VA) dealing and custodian service providers in Hong Kong (Note 1). At the same time, the FSTB and the SFC commenced a further consultation on new regimes for providers of VA advisory and management services. With broad market support, the FSTB and the SFC will proceed with the legis
Jan 4


China All Access former executive jailed for false trading
The Shatin Magistrates’ Courts today sentenced Ms Wong Yuk Lan, a former Administration Controller of China All Access (Holdings) Limited (China All Access), to eight months of imprisonment, following her conviction for false trading in a market manipulation prosecution brought by the Securities and Futures Commission (SFC). She was also ordered to pay the SFC’s investigation costs. Wong had been remanded in custody since her conviction by the Court on 3 December 2025, pendin
Dec 21, 2025


Hong Kong and Norway enter into tax pact
The Secretary for Financial Services and the Treasury, Mr Christopher Hui, had a bilateral meeting with the Ambassador of Norway to China, Mr Vebjørn Dysvik, in Beijing today (December 16) and signed on behalf of the Hong Kong Special Administrative Region (HKSAR) Government a comprehensive avoidance of double taxation agreement (CDTA) with the Government of the Kingdom of Norway. Mr Hui said, "Norway is an important trading partner of Hong Kong in Northern Europe. This
Dec 21, 2025


Hong Kong Customs combats illicit cigarette smuggling activities involving air passengers and dismantles related illicit cigarette storage centres
Hong Kong Customs mounted enforcement operations to combat illicit cigarette smuggling activities involving air passengers and shut down related illicit cigarette storage centres between September and December, successfully neutralising a transnational syndicate that smuggled illicit cigarettes through air passengers. A total of about 11.64 million illicit cigarettes and 1.4 million alternative smoking products were seized, with an estimated market value of about $56.5 millio
Dec 21, 2025


UNIDROIT's Asia-Pacific Liaison Office to be established at Hong Kong Legal Hub
The General Assembly of the International Institute for the Unification of Private Law (UNIDROIT), at its 85th session, decided on the establishment of the UNIDROIT Asia-Pacific Liaison Office in the Hong Kong Special Administrative Region (HKSAR) of the People's Republic of China. The Office is expected to open at the Hong Kong Legal Hub in the second half of 2026, as part of UNIDROIT's centenary celebration next year. The proposal for the establishment of the Office
Dec 21, 2025


Former vice president of Computershare jailed and fined for insider dealing
The Eastern Magistrates’ Courts today sentenced Mr Choi Chun Wai, a former Vice President of Computershare Hong Kong Investor Services Limited (Computershare) to two months of imprisonment after he was convicted of insider dealing in the shares of ENM Holdings Limited (ENM) (Notes 1 to 3). Choi was ordered to pay a fine of $289,500, which is equivalent to the losses he had avoided when dealing in the ENM shares. The Court also ordered him to pay the Securities and Futures Com
Dec 21, 2025


A quarter of connecting, innovating and diversifying Hong Kong markets: SFC Report
Hong Kong’s capital markets made significant progress in deepening market connectivity while driving financial innovation and diversification, according to the Securities and Futures Commission’s (SFC) July-September 2025 Quarterly Report published today. The city has continued to bolster its super-connector role through deeper connections with both overseas and Mainland markets. Globally, the SFC has signed a total of six memoranda of understanding so far this year, inclu
Dec 21, 2025


SFC obtains order to freeze $101 million belonging to suspected shadow director in corporate misconduct case involving Teamway International Group Holdings Limited
The Securities and Futures Commission (SFC) has obtained a court order, by consent between the SFC and Mr Ng Kwok Fai, from the Court of First Instance to freeze more than $101 million in cash in the personal bank account of Ng, a suspected shadow director of Teamway International Group Holdings Limited (Teamway), in legal proceedings under section 214 of the Securities and Futures Ordinance (SFO) over alleged corporate misconduct (Note 1). This came after Ng and others agree
Dec 21, 2025
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