SFC, MAS, HKMA, AUSTRAC, FSC, FCA and beyond
All changes, enforcement actions and circulars across our coverage, sorted newest first.
The criminal trial of Mr Oliver Chow Pak Wah has been scheduled to begin on 26 April 2027 at the Eastern Magistrates’ Court after he pleaded not guilty to failing to comply with three notices issued by the Securities and Futures Commission (SFC) under section 183 of the Securities and Futures Ordinance in relation to two ongoing market manipulation investigations.
Broad support received for proposals to tighten restrictions on misleading entity names.
OFAC has sanctioned 46 individuals and entities linked to Prince Group’s global scam network, targeting offshore companies, financial facilitators and cyber-enabled fraud.
The new report maps the financial networks behind scam compounds and calls for coordinated action to prevent fraud, disrupt illicit funds, and protect victims.
Sanctions target an India-based network accused of providing false vessel registrations and a Türkiye-based company servicing sanctioned Iranian airlines.
The criminal trial of Mr Oliver Chow Pak Wah has been scheduled to begin on 26 April 2027 at the Eastern Magistrates’ Court after he pleaded not guilty to failing to comply with three notices issued by the Securities and Futures Commission (SFC) under section 183 of the Securities and Futures Ordinance in relation to two ongoing market manipulation investigations.
The following is issued on behalf of the Hong Kong Monetary Authority:
The U.S. Department of the Treasury announced new sanctions against businesses, individuals, and vessels accused of helping Iran transport goods and generate revenue despite U.S. sanctions.
The U.S. Securities and Exchange Commission (SEC) announced its examination priorities for fiscal year 2027, outlining the areas its examiners will focus in the year on to improve compliance, prevent fraud, and protect investors.
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