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SFC warns public of Proxinex for suspected virtual asset-related fraud
The Securities and Futures Commission (SFC) today warns the public of an entity operating under the name of Proxinex for suspected...
Aug 5, 20241 min read


Former banker ordered to disgorge $3 million illegal gains from insider dealing
The Market Misconduct Tribunal (MMT) has ordered Mr Wu Kam Shing, a former executive deputy general manager of China CITIC Bank...
Aug 5, 20243 min read


SFC warns public against unlicensed virtual asset trading platform CoinUnited.io
The Securities and Futures Commission (SFC) today warns the public of an unlicensed virtual asset trading platform (VATP) known as...
Jul 29, 20242 min read


Three jailed between 52 and 80 months in landmark market manipulation case
The Court of First Instance today sentenced Ms Sit Yi Ki and Mr Tam Cheuk Hang to imprisonment of six years and eight months, and Ms Lam...
Jul 29, 20242 min read


SFC sets clear timeline for implementing an uncertificated securities market in Hong Kong
The Securities and Futures Commission (SFC) today released consultation conclusions on its proposed subsidiary legislation, code and...
Jul 22, 20243 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism(1) FATF Statement on High-Risk Jurisdi
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Jul 15, 20244 min read


First District Court hearings for 18 defendants in three social media ramp-and-dump cases
The District Court today held the first hearings of three large-scale and highly sophisticated social media ramp-and-dump cases against...
Jul 15, 20242 min read


Circular on launch of e-IP application/submission system on WINGS
The Securities and Futures Commission (SFC) will launch a new online application/submission system, e-IP, on its WINGS1 portal on 29 July...
Jul 15, 20242 min read


First District Court hearing on insider dealing case against Segantii Capital Management and its chief investment officer
The District Court today held the first hearing on the insider dealing prosecution against Segantii Capital Management Limited, its...
Jul 7, 20241 min read


Hedge fund manager ordered to disgorge $5.6 million illicit profit from false trading and disqualified for four years
The Market Misconduct Tribunal (MMT) has ordered Mr Jonathan Dominic Iu Wai Ching, a former responsible officer of Tarascon Capital...
Jul 7, 20243 min read
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