The Securities and Futures Commission (SFC) today published updated codes and guidelines for implementing the new Type 13 regulated...

The Securities and Futures Commission (SFC) welcomes the publication today of a voluntary code of conduct (VCoC) by an industry-led...

The Securities and Futures Commission (SFC) has reprimanded and fined Profitech Securities Limited (Profitech) $3.99 million for failures...

The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) today (26 September) jointly published the...

A joint survey by the Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) on the sales of...

Hong Kong’s securities industry posted further growth in total net profits for the six months ended 30 June 2024 amidst higher average...

The Securities and Futures Commission (SFC) has suspended Mr Wilson Cheung Kin, a former responsible officer (RO) and director of...

The Securities and Futures Commission (SFC) has banned Mr Dennis Cheng Chung Sing, a former trader of Goldman Sachs (Asia) L.L.C. and...

The Securities and Futures Commission (SFC) has reached a settlement for three respondents to pay compensation of about $192 million to...

The Securities and Futures Commission (SFC) issued a circular today to set out the conditions that allow intermediaries to distribute...