SFC bans Charles Lam Chung Yiu for life
The Securities and Futures Commission (SFC) has banned Mr Charles Lam Chung Yiu, a former associate director of UBS AG (UBS), from...
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SFC
- 2 days ago
SFC issues new guides for visiting and returning professionals to highlight pragmatic licensing options
The Securities and Futures Commission (SFC) today published two new quick reference guides to assist visiting and returning...
SFC
- 2 days ago
SFC commences legal proceedings against SoftMedx Healthcare Limited, its former directors and de facto directors
The Securities and Futures Commission (SFC) has commenced legal proceedings under section 214 of the Securities and Futures Ordinance...
SFC
- Sep 2
SFC welcomes launch of Project Ensemble Sandbox as key step in Hong Kong’s tokenisation development
The Securities and Futures Commission (SFC) welcomes the Hong Kong Monetary Authority’s (HKMA) launch of the Project Ensemble Sandbox...
SFC
- Aug 26
Hong Kong sees a quarter of broad market growth, firmer ties and regulatory progress: SFC’s Quarterly Report
The Hong Kong capital markets made encouraging, broad-based progress in the second quarter of 2024 as reflected by an array of data on...
SFC
- Aug 26
SFC, ICAC and Macao Judiciary Police conduct joint operation against suspected cross-boundary fraud and misconduct in listed company
The Securities and Futures Commission (SFC), the Independent Commission Against Corruption (ICAC) and the Macao Judiciary Police jointly...
SFC
- Aug 26
SFC warns public of “ICE Global Professional Station” for impersonation and suspected virtual asset-related fraud
The Securities and Futures Commission (SFC) today warns the public of a suspicious access link through which investors can gain access to...
SFC
- Aug 26
Cessation of suspension of Changjiang Corporate Finance (HK) Limited acting as sponsor
The Securities and Futures Commission (SFC) today announces the cessation of the suspension of Changjiang Corporate Finance (HK) Limited...
SFC
- Aug 12
Market Misconduct Tribunal finds China Forestry’s former chairman and CEO culpable for disclosure of false or misleading information and former CEO for insider trading
The Market Misconduct Tribunal (MMT) has found Mr Li Kwok Cheong and Mr Li Han Chun, former chairman and chief executive officer (CEO) of...
SFC
- Aug 12
Suspected core syndicate member charged in ramp-and-dump case
A suspected core member of a sophisticated ramp-and-dump syndicate, Mr Cheng Ming, was charged with the offence of conspiracy to defraud...
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