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SFC commences proceedings against Ding Yi Feng former chairman and to seek compensation for investors
The Securities and Futures Commission (SFC) has commenced proceedings in the Court of First Instance against former chairman and...
Mar 4, 20241 min read


SFC secures first criminal conviction of securities fraud via illegal short selling
The Eastern Magistrates’ Court today convicted Ms Christine Yeung Tak Sum, an unemployed retail trader, after she pleaded guilty to...
Mar 4, 20242 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism United Nations Sanctions
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Feb 26, 20242 min read


Circular to Licensed Corporations Engaged in Asset and Wealth Management Activities - Asset and Wealth Management Activities Survey 2023
As an annual exercise to collect information on asset and wealth management activities in Hong Kong for regulatory and market...
Feb 26, 20241 min read


SFC urges investors to check regulatory status of virtual asset trading platforms as transition period will end soon
The Securities and Futures Commission (SFC) wishes to remind investors to trade virtual assets only on SFC-licensed virtual asset trading...
Feb 19, 20243 min read


SFC suspends dealings in the shares of LET Group Holdings Limited and Summit Ascent Holdings Limited
The Securities and Futures Commission (SFC) has directed The Stock Exchange of Hong Kong Limited (SEHK) to suspend dealings in the shares...
Feb 19, 20244 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of TerrorismEarly Alert on United Nations Sanctions
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Feb 12, 20242 min read


SFC bans Lam Ching Chiu and Wong Siu Fung for five years
The Securities and Futures Commission (SFC) has banned Mr Lam Ching Chiu and Mr Wong Siu Fung, both former licensed representatives of...
Feb 12, 20242 min read


The first ramp-and-dump case transferred to District Court
The Eastern Magistrates’ Court today granted an application by the Department of Justice to transfer a ramp-and-dump case brought by the...
Feb 12, 20241 min read


SFC obtains court order to disqualify former chief financial officer of Fuguiniao Co., Ltd for two years
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Mr Chan Wai...
Feb 12, 20243 min read
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