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Refinements of the US Dollar Liquidity Facility
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May 27, 20241 min read
Supervisory Policy Manual (SPM): Updated Module CG-6 on “Competence and Ethical Behaviour”
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May 27, 20241 min read
Two former brokers jailed for three months each for false trading
The Eastern Magistrates’ Court has sentenced two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu Kwan, to three months of imprisonment...
May 27, 20241 min read
Circular on streamlined requirements for eligible exchange-traded funds adopting a master-feeder structure
Background Currently, an exchange-traded fund (ETF) adopting a master-feeder structure is permitted under the Code on Unit Trusts and...
May 20, 20243 min read
Supervisory Policy Manual (SPM) SB-1: “Supervision of regulated activities of SFC-registered authorized institutions” (Revised)
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May 20, 20241 min read
Hong Kong Taxonomy for Sustainable Finance
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May 13, 20241 min read
Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong
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May 13, 20241 min read
SFC obtains interlocutory asset freezing order against Leung Anita Fung Yee Maria
The Securities and Futures Commission (SFC) has obtained an interim injunction order at the Court of First Instance against Ms Leung...
May 13, 20242 min read
SFC commences insider dealing prosecution against Segantii Capital Management and its chief investment officer
The Securities and Futures Commission (SFC) has commenced criminal proceedings against Segantii Capital Management Limited (Segantii),...
May 6, 20242 min read
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