SFCJul 28, 2022SFC reprimands and fines KTF Capital Management Limited $400k for breaching Financial Resources RuleThe Securities and Futures Commission (SFC) has reprimanded and fined KTF Capital Management Limited (KTFCM) (formerly known as Forchn...
SFCJul 28, 2022SFC bans Chan Ka Hey for 6 monthsThe Securities and Futures Commission (SFC) has banned Mr Chan Ka Hey, a former relevant individual of Standard Chartered Bank (Hong...
SFCJul 25, 2022SFC reprimands and fines Rifa Futures Limited $9 million for regulatory breachesThe Securities and Futures Commission (SFC) has reprimanded and fined Rifa Futures Limited (Rifa) $9 million for failures in complying...
HKMAJul 21, 2022HKMA and Cyberport jointly promote use of regulatory technology in Anti-Money Laundering The Hong Kong Monetary Authority (HKMA) and Cyberport, supported by Deloitte, co-organised today (21 July) the second AML Regtech Lab...
IAJul 15, 2022Managers appointed by the IA present winding-up petition against Target Insurance Company LimitedThe Insurance Authority (IA) appointed Mr Derek Lai and Mr Forrest Kam of Deloitte Touche Tohmatsu as Joint and Several Managers (the...
MASJul 8, 2022Penalises Mr Go for carrying out money-changing and remittance businesses without valid licencesThe Monetary Authority of Singapore (MAS) has imposed a composition penalty of $70,000 on Mr Go Choo Huat, for carrying on a...