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Regulatory News


SFC bans Steven Wong Yung for 14 months for fund management failures
The Securities and Futures Commission (SFC) has prohibited Mr Steven Wong Yung, a former responsible officer (RO) and chief executive...
Mar 23, 2025


SFC obtains disqualification order against former financial controller of Anxin-China Holdings Limited
The Securities and Futures Commission (SFC) has obtained a court order that the former financial controller of Anxin-China Holdings...
Mar 16, 2025


SFC warns public of Linkbex for suspected virtual asset-related fraud
The Securities and Futures Commission (SFC) today warns the public of an entity operating under the name of Linkbex for suspected virtual...
Mar 9, 2025


Hong Kong capital markets wrap up 2024 on a high note: SFC Quarterly Report
A strong asset management sector and enhanced market connectivity amidst improving investor sentiment provided Hong Kong’s capital...
Mar 9, 2025


SFC obtains disqualification orders against former executive directors of Tech Pro Technology Development Limited
The Securities and Futures Commission (SFC) has obtained disqualification orders in the Court of First Instance against the former...
Mar 9, 2025


SFC proposes to relax position limits for key exchange-traded derivatives
The Securities and Futures Commission (SFC) today launched a consultation proposing to increase the position limits for exchange-traded...
Mar 2, 2025


SFC commences insider dealing prosecution against Wong Pak Ming
The Securities and Futures Commission (SFC) today commenced criminal proceedings at the Eastern Magistrates’ Court against businessman Mr...
Mar 2, 2025


SFC issues restriction notices to Money Concepts (Asia) Holdings Limited and Money Concepts Asset Management Limited
The Securities and Futures Commission (SFC) has issued restriction notices to Money Concepts (Asia) Holdings Limited (MCAH) and Money...
Feb 23, 2025
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