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Regulatory News


SFC sets out staking guidance for licensed virtual asset trading platforms and authorised virtual asset funds
The Securities and Futures Commission (SFC) today provided regulatory guidance respectively to licensed virtual asset trading platforms...
Apr 13, 2025


Court further adjourns insider dealing hearing against Wong Pak Ming
The Eastern Magistrates’ Court has further adjourned the insider dealing case against Mr Wong Pak Ming to 25 April 2025 for mention in...
Mar 30, 2025


Hong Kong’s securities industry posted broad-based growth in 2024
Hong Kong’s securities industry showed remarkable resilience in financial performance in 2024, with total net profits surging 56%...
Mar 30, 2025


SFC reprimands and fines Enlighten Securities Limited $5 million and suspends its responsible officer for internal control failures over securities margin financing
The Securities and Futures Commission (SFC) has reprimanded and fined Enlighten Securities Limited (ESL) $5 million for internal control...
Mar 30, 2025


District Court sets trial dates for three sophisticated ramp-and-dump cases
The District Court trial of three sophisticated ramp-and-dump cases involving the shares of Eggriculture Foods Limited, Fullwealth...
Mar 30, 2025


SFC issues additional guidance on IPO subscription and financing services
The Securities and Futures Commission (SFC) today issued additional guidance in a circular for licensed corporations (LCs) on IPO...
Mar 23, 2025


SFC suspends finfluencer for 16 months
The Securities and Futures Commission (SFC) has suspended Mr Wong Ming Chung, a finfluencer known as Franky Wong and a licensed...
Mar 23, 2025


SFC seeks disqualification and compensation orders against entire former board of 3DG Holdings (International) Limited
The Securities and Futures Commission (SFC) has commenced legal proceedings in the Court of First Instance to seek disqualification and...
Mar 23, 2025
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