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Regulatory News


SFC obtains court order to freeze $6.35 billion of assets belonging to suspected manipulators of Ding Yi Feng shares
The Court of First Instance has granted an interim injunction order against 11 suspected manipulators of shares of Ding Yi Feng Holdings...
Nov 3, 2024


SFC fast-tracks simple fund authorisation to bolster Hong Kong market appeal
The Securities and Futures Commission (SFC) will expedite the processing of applications from simple investment funds by launching the...
Oct 28, 2024


Joint Statement on Enhanced Timeframe for New Listing Application Process
The Securities and Futures Commission (the SFC ) and The Stock Exchange of Hong Kong Limited (the Exchange ), a wholly-owned subsidiary...
Oct 28, 2024


SFC obtains disqualification order against former chief financial officer of Fujian Nuoqi Co., Ltd.
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Mr Au Yeung Ho...
Oct 28, 2024


SFC suspends Singh Amit Kishan for seven months
The Securities and Futures Commission (SFC) has suspended Mr Singh Amit Kishan, a former employee of Bank Julius Baer & Co. Ltd. (Julius...
Oct 28, 2024


SFC welcomes Chief Executive’s measures to boost Hong Kong capital markets
The Securities and Futures Commission (SFC) welcomes the initiatives in the Chief Executive’s Policy Address to further cement Hong...
Oct 21, 2024


SFC commences MMT proceedings against Dickson Poon over alleged insider dealing and Dickson Concepts as well as its senior executives for late disclosure of inside information
The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against chairman of Dickson...
Oct 21, 2024


SFC reprimands and fines Zheshang International Financial Holdings Co., Limited $2.66 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Zheshang International Financial Holdings Co., Limited (Zheshang)...
Oct 21, 2024
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