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Regulatory News


SFC reprimands and fines CSC Futures (HK) Limited $4.95 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined CSC Futures (HK) Limited (CSC) $4.95 million for failures in...
Oct 14, 2024


Russia to raise foreign company 'exit tax' to 35% from 15%, business daily reports
Russian authorities are set to raise the one-off contribution that foreign companies leaving the country must make to the state treasury...
Oct 14, 2024


Fugitive ramp-and-dump core suspect arrested in Singapore and surrendered to Hong Kong to face securities fraud charge
The Securities and Futures Commission (SFC) is forging ahead with its enforcement actions against ramp-and-dump schemes with another...
Oct 14, 2024


Lists of virtual asset trading platforms
The SFC publishes the following lists on its website to inform the public of the regulatory status of virtual asset trading platforms...
Oct 7, 2024


New public fund depositaries regime comes live on 2 October 2024
The Securities and Futures Commission (SFC) today published updated codes and guidelines for implementing the new Type 13 regulated...
Oct 7, 2024


SFC welcomes voluntary code of conduct for ESG ratings and data products providers
The Securities and Futures Commission (SFC) welcomes the publication today of a voluntary code of conduct (VCoC) by an industry-led...
Oct 7, 2024


SFC reprimands and fines Profitech Securities Limited $3.99 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Profitech Securities Limited (Profitech) $3.99 million for failures...
Oct 7, 2024


SFC and HKMA conclude on further proposals to enhance Hong Kong’s OTC derivatives reporting regime
The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) today (26 September) jointly published the...
Sep 30, 2024
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