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Regulatory News


SFC obtains disqualification order against former financial controller of Anxin-China Holdings Limited
The Securities and Futures Commission (SFC) has obtained a court order that the former financial controller of Anxin-China Holdings...
Mar 16, 2025


Insurance Authority imposes a four-month suspension on the licence held by Chan Lok Wang who falsified the signature of his client on a policy surrender form
The Insurance Authority (IA) has suspended the licence of Mr Chan Lok Wang (Licence No: IM7603) for four months. In December 2022, a...
Mar 16, 2025


CBI And Kerala Police Arrest Cryptocurrency Exchange Garantex Founder Wanted By USA
The CBI and Kerala Police have arrested Lithuanian national Aleksej Besciokov, who was wanted by the United States for setting up...
Mar 16, 2025


FINRA Orders Robinhood Financial to Pay $3.75 Million in Restitution to Customers; Fines Robinhood Financial and Robinhood Securities for Anti-Money Laundering, Supervisory and Disclosure Violations
FINRA has ordered Robinhood Financial to pay $3.75 million to its customers, and fined Robinhood Financial and Robinhood Securities $26...
Mar 16, 2025


SFC warns public of Linkbex for suspected virtual asset-related fraud
The Securities and Futures Commission (SFC) today warns the public of an entity operating under the name of Linkbex for suspected virtual...
Mar 9, 2025


CMU OmniClear and HKEX sign MOU on enhancing post-trade securities infrastructure of Hong Kong’s capital markets
CMU OmniClear Limited (CMU OmniClear), a wholly-owned subsidiary of the Exchange Fund, and Hong Kong Exchanges and Clearing Limited...
Mar 9, 2025


FG to close down VIP section of Abuja airport which has been turned to hub for money laundering, human trafficking, others
The Federal Government has revealed plans to close down the General Aviation Terminal (GAT) at Nnamdi Azikiwe International Airport,...
Mar 9, 2025


STL nonprofit leaders accused of $7M school meal fraud, money laundering conspiracy
A couple who ran a local nonprofit was arrested today after being accused in an indictment that claims they stole over $7 million that...
Mar 9, 2025


Hong Kong capital markets wrap up 2024 on a high note: SFC Quarterly Report
A strong asset management sector and enhanced market connectivity amidst improving investor sentiment provided Hong Kong’s capital...
Mar 9, 2025
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