top of page

Regulatory News


SFC welcomes voluntary code of conduct for ESG ratings and data products providers
The Securities and Futures Commission (SFC) welcomes the publication today of a voluntary code of conduct (VCoC) by an industry-led...
Oct 7, 2024


SFC reprimands and fines Profitech Securities Limited $3.99 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Profitech Securities Limited (Profitech) $3.99 million for failures...
Oct 7, 2024


SFC and HKMA conclude on further proposals to enhance Hong Kong’s OTC derivatives reporting regime
The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) today (26 September) jointly published the...
Sep 30, 2024


Germany closes 47 crypto exchanges over money laundering concerns
The Federal Criminal Police Office in Germany and the Central Office for Combating Internet Crime led the operation, which targeted...
Sep 30, 2024


Website and Internet Banking Login Screen Alert – Fraudulent website and internet banking login screen related to China CITIC Bank International Limited
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by China CITIC Bank International...
Sep 30, 2024


SFC-HKMA joint survey shows strong rebound in sales of investment products in 2023
A joint survey by the Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) on the sales of...
Sep 30, 2024


Generative Artificial Intelligence Sandbox
Please click here to read the full article.
Sep 30, 2024


Hong Kong’s securities industry extends earnings growth into first half of 2024
Hong Kong’s securities industry posted further growth in total net profits for the six months ended 30 June 2024 amidst higher average...
Sep 30, 2024


SFC suspends Wilson Cheung Kin for nine months over sponsor failures
The Securities and Futures Commission (SFC) has suspended Mr Wilson Cheung Kin, a former responsible officer (RO) and director of...
Sep 30, 2024
bottom of page