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Regulatory News


Insider dealing case against Segantii Capital Management and its chief investment officer transferred to District Court
The Eastern Magistrates’ Court today granted an application by the Department of Justice to transfer an insider dealing case brought by...
Jun 17, 2024


Hong Kong Customs detects case of non-registered precious metals and stones dealer carrying out specified transactions
Hong Kong Customs yesterday (May 28) detected a case which involved a local company that conducted diamond transactions with total value...
Jun 10, 2024


SFC cooperates with BCSC in obtaining preservation orders against Leung Anita Fung Yee Maria in British Columbia, Canada
The Securities and Futures Commission (SFC) has obtained preservation orders against Ms Leung Anita Fung Yee Maria, former chief...
Jun 10, 2024


Provision of Southbound Scheme Services under Cross-boundary Wealth Management Connect Pilot Scheme by Authorized Institutions Incorporated Outside Hong Kong
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Jun 10, 2024


Market manipulators convicted in landmark High Court jury trial
The Court of First Instance today convicted three individuals, Ms Sit Yi Ki, Ms Lam Wing Ki and Mr Tam Cheuk Hang of conspiracy to carry...
Jun 3, 2024




SFC suspends Wong Ka Ching for four years
The Securities and Futures Commission (SFC) has suspended Mr Wong Ka Ching, former responsible officer (RO) of China On Securities...
Jun 3, 2024


Circular to Management Companies of SFC-authorised Real Estate Investment Trusts (REIT) - Treasury units of SFC-authorised REITs
Background In accordance with our circular dated 31 January 20081 (Circular), SFC-authorised REITs may repurchase their own units on The...
Jun 3, 2024


SFC bans Cheung Wing Hung for 18 months
The Securities and Futures Commission (SFC) has banned Mr Cheung Wing Hung from re-entering the industry for 18 months from 24 May 2024...
Jun 3, 2024
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