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Regulatory News


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
May 27, 2024


Pre-trial review fixed for false trading in shares of China All Access (Holdings) Limited
The Eastern Magistrates’ Court today set down 5 September 2024 for a pre-trial review of the prosecution brought by the Securities and...
May 27, 2024


Refinements of the US Dollar Liquidity Facility
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May 27, 2024


Supervisory Policy Manual (SPM): Updated Module CG-6 on “Competence and Ethical Behaviour”
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May 27, 2024


Two former brokers jailed for three months each for false trading
The Eastern Magistrates’ Court has sentenced two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu Kwan, to three months of imprisonment...
May 27, 2024


Circular on streamlined requirements for eligible exchange-traded funds adopting a master-feeder structure
Background Currently, an exchange-traded fund (ETF) adopting a master-feeder structure is permitted under the Code on Unit Trusts and...
May 20, 2024


Supervisory Policy Manual (SPM) SB-1: “Supervision of regulated activities of SFC-registered authorized institutions” (Revised)
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May 20, 2024


Hong Kong Taxonomy for Sustainable Finance
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May 13, 2024


Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong
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May 13, 2024
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