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Regulatory News


Circular to issuers of SFC-authorised investment-linked assurance schemes - Streamlined approach for vetting and approving revised marketing materials
The Securities and Futures Commission (SFC) informs issuers of SFC-authorised investment-linked assurance schemes (ILAS) of enhancements...
Jul 7, 2024


Findings from IA-HKMA joint inspection exercise on premium financing
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Jul 1, 2024




SFC bans Wu Chao for three years and seven months
The Securities and Futures Commission (SFC) has prohibited Mr Wu Chao, a former responsible officer, manager-in-charge (MIC) and chief...
Jul 1, 2024


Banking Sector’s Support for Implementation of Severe Weather Trading
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Jun 24, 2024




Refinements to property mortgage lending requirements
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Jun 24, 2024


Market manipulation case adjourned for sentencing
The Court of First Instance today adjourned the sentencing of three individuals convicted of conspiracy to carry out false trading in the...
Jun 24, 2024


SFC secures conviction for provision of paid investment advice on Telegram chat group without licence
The Eastern Magistrates’ Court today convicted Mr Wong Ming Chung for providing investment advice on a subscription-based chat group on...
Jun 24, 2024
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