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Regulatory News
SFC obtains court orders against former director and chief financial officer of Changgang Dunxin Enterprise Company Limited
The Securities and Futures Commission (SFC) has obtained compensation and disqualification orders in the Court of First Instance against...
Apr 15, 2024
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Apr 8, 2024
Greenhouse Gas Emissions Calculation and Estimation Tools
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Apr 1, 2024
SFC commences MMT proceedings against Ding Yi Feng former chairman over suspected market manipulation
The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against Mr Sui Guangyi,...
Apr 1, 2024
Complaints Against Debt Collection Agents Employed by Authorized Institutions
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Apr 1, 2024
Circular to licensed corporations and management companies of SFC-authorised funds - Shortening of the US securities transaction settlement cycle to T+1
Effective 28 May 2024, the standard settlement cycle for transactions in US securities1 will be shortened from two business days after...
Apr 1, 2024
Retail trader jailed for securities fraud via illegal short selling
The Eastern Magistrates’ Court today sentenced Ms Christine Yeung Tak Sum, a retail trader, to 18 months of imprisonment following her...
Mar 25, 2024
Circular to intermediaries, responsible officers and licensed representatives - Waiver of annual licensing fees
To support the industry, the Securities and Futures Commission (SFC) will continue to waive the annual licensing fees of all...
Mar 25, 2024
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