The District Court today held the first hearing on the insider dealing prosecution against Segantii Capital Management Limited, its...

The Market Misconduct Tribunal (MMT) has ordered Mr Jonathan Dominic Iu Wai Ching, a former responsible officer of Tarascon Capital...

The Eastern Magistrates’ Court has convicted Mr Tse Tsun Wai of holding himself out as performing a regulated function in relation to...

Please click here to read the full article.

Please click here to read the full article.

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...

This circular elaborates on the Securities and Futures Commission’s (SFC) expectations regarding the governance and internal control...

The Hong Kong Monetary Authority (HKMA) announced today (5 July) that it had completed an investigation and disciplinary proceedings for...

Please click here to read the full article.