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Regulatory News


Refinements of the US Dollar Liquidity Facility
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May 27, 2024


Supervisory Policy Manual (SPM): Updated Module CG-6 on “Competence and Ethical Behaviour”
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May 27, 2024


Two former brokers jailed for three months each for false trading
The Eastern Magistrates’ Court has sentenced two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu Kwan, to three months of imprisonment...
May 27, 2024


Circular on streamlined requirements for eligible exchange-traded funds adopting a master-feeder structure
Background Currently, an exchange-traded fund (ETF) adopting a master-feeder structure is permitted under the Code on Unit Trusts and...
May 20, 2024


Supervisory Policy Manual (SPM) SB-1: “Supervision of regulated activities of SFC-registered authorized institutions” (Revised)
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May 20, 2024


Hong Kong Taxonomy for Sustainable Finance
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May 13, 2024


Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong
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May 13, 2024


SFC obtains interlocutory asset freezing order against Leung Anita Fung Yee Maria
The Securities and Futures Commission (SFC) has obtained an interim injunction order at the Court of First Instance against Ms Leung...
May 13, 2024


SFC commences insider dealing prosecution against Segantii Capital Management and its chief investment officer
The Securities and Futures Commission (SFC) has commenced criminal proceedings against Segantii Capital Management Limited (Segantii),...
May 6, 2024
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