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Regulatory News


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism United Nations Sanctions
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Feb 26, 2024


Circular to Licensed Corporations Engaged in Asset and Wealth Management Activities - Asset and Wealth Management Activities Survey 2023
As an annual exercise to collect information on asset and wealth management activities in Hong Kong for regulatory and market...
Feb 26, 2024




Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong
Please view the full article here
Feb 26, 2024


Asset and Wealth Management Activities Survey 2023 Conducted by the Securities and Futures Commission (“SFC”)
Please view the full article here
Feb 26, 2024


Banking (Capital) (Amendment) Rules 2023 - Questions and Answers(“Q&As”)
Please view the full article here
Feb 26, 2024


SFC urges investors to check regulatory status of virtual asset trading platforms as transition period will end soon
The Securities and Futures Commission (SFC) wishes to remind investors to trade virtual assets only on SFC-licensed virtual asset trading...
Feb 19, 2024


SFC suspends dealings in the shares of LET Group Holdings Limited and Summit Ascent Holdings Limited
The Securities and Futures Commission (SFC) has directed The Stock Exchange of Hong Kong Limited (SEHK) to suspend dealings in the shares...
Feb 19, 2024
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