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Regulatory News


Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT)Surveillance Capability Enhancement Project
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Feb 12, 2024


Suspected core syndicate member charged in ramp-and dump case
A suspected core member of a sophisticated ramp-and-dump syndicate, Mr Lau Ka Wing, was charged at the Eastern Magistracy today following...
Feb 5, 2024


SFC issues guidance to eligible licensed corporations on participation in Wealth Management Connect scheme
The Securities and Futures Commission (SFC) issued a circular today setting out the eligibility criteria and guidance for licensed...
Feb 5, 2024


Circular to Licensed Corporations Participation in Cross-Boundary Wealth Management Connect Pilot Scheme
The People’s Bank of China published today its revised Implementation Arrangements for the Cross-boundary WMC Pilot Scheme in the GBA...
Jan 29, 2024




Circular to licensed corporations Circularisation exercise and internal control review
The Securities and Futures Commission (SFC) will commence in February 2024 a circularisation exercise on clients’ accounts of selected...
Jan 29, 2024


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism United Nations Sanctions
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Jan 29, 2024


Amendments to Implementation Arrangements for the Crossboundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
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Jan 29, 2024


Expansion of Eligible Collateral for the Renminbi (RMB) Liquidity Facility
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Jan 29, 2024
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