Under 11.1B of the Code on Unit Trusts and Mutual Funds (“UT Code”), management companies should provide holders with reasonable prior...

The Securities and Futures Commission (SFC) has suspended the licence of Mr Hau Bing Leung, former account executive of Chee Tak...

The Market Misconduct Tribunal (MMT) has sanctioned Mayer Holdings Limited (Mayer) and nine of its former senior executives who were...

The Securities and Futures Commission (SFC) has reprimanded and fined Central Wealth Securities Investment Limited (Central Wealth) $1...

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...

The Securities and Futures Commission (SFC) has banned Ms Amy Chow Bik Sum, a former assistant customer service manager of OCBC Wing Hang...

The Securities and Futures Commission (SFC) has issued a restriction notice to China International Capital Corporation Hong Kong...

SFC obtains court order to disqualify former independent non-executive director of China Candy Holdings Limited for three years The...