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Regulatory News


SFC supports and sponsors the development of an industry-led voluntary code of conduct for ESG .....
SFC supports and sponsors the development of an industry-led voluntary code of conduct for ESG ratings and data products providers The...
Nov 2, 2023


Court of Final Appeal unanimously dismisses appeal by suspected overseas manipulators
The Court of Final Appeal (CFA) has unanimously dismissed the appeal by Mr David Subotic, Mr Sasha Szabo, Eastmore Global, Ltd., Eastmore...
Nov 2, 2023


Circular on distributors providing additional returns and other services or arrangements when ......
Circular on distributors providing additional returns and other services or arrangements when marketing SFC-authorised funds This...
Oct 25, 2023


SFC bans Ivan Chan Chuk Cheung for seven years for IPO sponsor failures
The Securities and Futures Commission (SFC) has prohibited Mr Ivan Chan Chuk Cheung, a former responsible officer (RO) of Changjiang...
Oct 16, 2023


SFC commences legal proceedings against FingerTango Inc. and its current and former directors
The Securities and Futures Commission (SFC) has commenced legal proceedings in the Court of First Instance (CFI) to seek disqualification...
Oct 9, 2023


HKPF and SFC establish joint working group on VATPs
The Securities and Futures Commission (SFC) has established a dedicated working group with the Hong Kong Police Force (HKPF) to enhance...
Oct 5, 2023


SFC steps up information dissemination and investor education on VATPs
In light of recent public concerns about unregulated virtual asset trading platforms (VATPs), the Securities and Futures Commission (SFC)...
Oct 3, 2023


SFC publishes lists of virtual asset trading platforms
The Securities and Futures Commission (SFC) published today several lists of virtual asset trading platforms (VATPs) on its website as...
Oct 2, 2023
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