Retail investors convicted and fined for illegal short selling
The Eastern Magistrates’ Court today convicted Ms Chan Siu Tai and her sister Ms Janice Chan after they pleaded guilty to illegal short...
Retail investors convicted and fined for illegal short selling
SFC issues restriction notice to a broker to freeze client account linked to suspected insider deal
SFC commences MMT proceedings against hedge fund manager over alleged false trading
Regulators to enhance Stock Connect trading calendar
SFC reprimands and fines TC Capital International Limited $3 million and suspends its responsible of
SFC reprimands and fines KTF Capital Management Limited $400k for breaching Financial Resources Rule
SFC bans Chan Ka Hey for 6 months
SFC reprimands and fines Rifa Futures Limited $9 million for regulatory breaches