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First immediate jail sentence for convicted unlicensed activity with a compensation order
The Eastern Magistrates’ Court today sentenced Ms Lai Ka Yi to two weeks’ imprisonment and ordered her to pay a sum of $98,000 as...
Nov 3, 20242 min read


First court hearing on alleged share options fraud case
Mr Tsang Chung Yu, a former independent non-executive director of Metaverse Yunji Technology Group Company Limited (Metaverse Yunji) and...
Nov 3, 20241 min read


SFC obtains court order to freeze $6.35 billion of assets belonging to suspected manipulators of Ding Yi Feng shares
The Court of First Instance has granted an interim injunction order against 11 suspected manipulators of shares of Ding Yi Feng Holdings...
Nov 3, 20241 min read


SFC fast-tracks simple fund authorisation to bolster Hong Kong market appeal
The Securities and Futures Commission (SFC) will expedite the processing of applications from simple investment funds by launching the...
Oct 28, 20242 min read


Joint Statement on Enhanced Timeframe for New Listing Application Process
The Securities and Futures Commission (the SFC ) and The Stock Exchange of Hong Kong Limited (the Exchange ), a wholly-owned subsidiary...
Oct 28, 20246 min read


SFC obtains disqualification order against former chief financial officer of Fujian Nuoqi Co., Ltd.
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Mr Au Yeung Ho...
Oct 28, 20243 min read


SFC suspends Singh Amit Kishan for seven months
The Securities and Futures Commission (SFC) has suspended Mr Singh Amit Kishan, a former employee of Bank Julius Baer & Co. Ltd. (Julius...
Oct 28, 20242 min read


SFC welcomes Chief Executive’s measures to boost Hong Kong capital markets
The Securities and Futures Commission (SFC) welcomes the initiatives in the Chief Executive’s Policy Address to further cement Hong...
Oct 21, 20242 min read


SFC commences MMT proceedings against Dickson Poon over alleged insider dealing and Dickson Concepts as well as its senior executives for late disclosure of inside information
The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against chairman of Dickson...
Oct 21, 20243 min read


SFC reprimands and fines Zheshang International Financial Holdings Co., Limited $2.66 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Zheshang International Financial Holdings Co., Limited (Zheshang)...
Oct 21, 20242 min read
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