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SFC issues restriction notices to Money Concepts (Asia) Holdings Limited and Money Concepts Asset Management Limited
The Securities and Futures Commission (SFC) has issued restriction notices to Money Concepts (Asia) Holdings Limited (MCAH) and Money...
Feb 23, 20251 min read


SFC sets out new roadmap to develop Hong Kong as a global virtual asset hub
The Securities and Futures Commission (SFC) today outlined 12 major initiatives to enhance the security, innovation and growth of Hong...
Feb 23, 20251 min read


SFC convenes inaugural Virtual Asset Consultative Panel meeting
The Securities and Futures Commission (SFC) today convened the inaugural meeting of the Virtual Asset Consultative Panel (VACP) for...
Feb 23, 20251 min read


SFC reprimands and fines Hang Seng Bank Limited $66.4 million for misconduct in selling practices of investment products
The Securities and Futures Commission (SFC) has reprimanded and fined Hang Seng Bank Limited (HSB) $66.4 million for serious regulatory...
Feb 9, 20254 min read


SFC commences false trading prosecution against brothers-in-law
The Securities and Futures Commission (SFC) today commenced criminal proceedings at the Eastern Magistrates’ Court against Mr Lin Tai...
Jan 26, 20251 min read


MMT sanctions chauffeur and wife for insider dealing in Dan Form shares and orders disgorgement of illicit profit
The Market Misconduct Tribunal (MMT) has ordered Ms Choi Ban Yee, the wife of a chauffeur who worked for the family of the chairman of...
Jan 26, 20252 min read


SFC warns public against unlicensed virtual asset trading platform iSCAT
The Securities and Futures Commission (SFC) today warns the public of an unlicensed virtual asset trading platform (VATP) International...
Jan 19, 20252 min read


SFC and HKEX collaborate in enforcement action against FingerTango Inc. and former directors for misconduct resulting in over $660 million of losses
SFC and HKEX collaboration The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (Exchange) have joined...
Jan 19, 20254 min read


SFC extends swift licensing process to new virtual asset trading platform applicants
The Securities and Futures Commission (SFC) today announced that all new virtual asset trading platform (VATP) applicants can now seek...
Jan 19, 20252 min read


SFC bans Chan Ka Him for life for insurance fraud
The Securities and Futures Commission (SFC) has banned Mr Chan Ka Him, a former insurance specialist of Standard Chartered Bank (Hong...
Jan 12, 20252 min read
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