SFC 25/29

Market Misconduct Tribunal sanctions Mayer Holdings Limited and its former senior management for late disclosure of inside information

The Market Misconduct Tribunal (MMT) has sanctioned Mayer Holdings Limited (Mayer) and nine of its former senior executives who were...

Dec 25, 20233 min read

The Securities and Futures Commission (SFC) has reprimanded and fined Central Wealth Securities Investment Limited (Central Wealth) $1...

Dec 25, 20232 min read

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...

Dec 25, 20232 min read

The Securities and Futures Commission (SFC) has banned Ms Amy Chow Bik Sum, a former assistant customer service manager of OCBC Wing Hang...

Dec 18, 20231 min read

The Securities and Futures Commission (SFC) has issued a restriction notice to China International Capital Corporation Hong Kong...

Dec 18, 20232 min read

SFC obtains court order to disqualify former independent non-executive director of China Candy Holdings Limited for three years The...

Dec 18, 20232 min read

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...

Dec 18, 20232 min read

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...

Dec 4, 20231 min read

The Securities and Futures Commission (SFC) has commenced legal proceedings under section 214 of the Securities and Futures Ordinance...

Nov 28, 20232 min read

The Securities and Futures Commission (SFC) has reprimanded and fined Lion Futures Limited (LFL) $2.8 million for failures in complying...

Nov 28, 20232 min read