top of page



Court acquits duo of unlicensed activities
The Eastern Magistrates’ Court has acquitted Mr Tony Choi Yick Man after finding him not guilty of carrying on a business in asset...
Nov 28, 20232 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and ......
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering /...
Nov 13, 20234 min read


"Deepening Capital Market Reform" by Julia Leung at the Financial Street Forum 2023
Good afternoon, everyone. I am honoured to be invited by the China Securities Regulatory Commission (CSRC) to participate in this year’s...
Nov 13, 20237 min read


Court sets trial date for employing a fraudulent scheme in securities transactions in illegal short
The Eastern Magistrates’ Court has fixed the trial of Ms Christine Yeung Tak Sum for 27 February 2024 to 5 March 2024 after she pleaded...
Nov 9, 20231 min read


SFC supports and sponsors the development of an industry-led voluntary code of conduct for ESG .....
SFC supports and sponsors the development of an industry-led voluntary code of conduct for ESG ratings and data products providers The...
Nov 2, 20232 min read


Court of Final Appeal unanimously dismisses appeal by suspected overseas manipulators
The Court of Final Appeal (CFA) has unanimously dismissed the appeal by Mr David Subotic, Mr Sasha Szabo, Eastmore Global, Ltd., Eastmore...
Nov 2, 20234 min read


Circular on distributors providing additional returns and other services or arrangements when ......
Circular on distributors providing additional returns and other services or arrangements when marketing SFC-authorised funds This...
Oct 25, 20235 min read


SFC bans Ivan Chan Chuk Cheung for seven years for IPO sponsor failures
The Securities and Futures Commission (SFC) has prohibited Mr Ivan Chan Chuk Cheung, a former responsible officer (RO) of Changjiang...
Oct 16, 20232 min read


SFC commences legal proceedings against FingerTango Inc. and its current and former directors
The Securities and Futures Commission (SFC) has commenced legal proceedings in the Court of First Instance (CFI) to seek disqualification...
Oct 9, 20233 min read


HKPF and SFC establish joint working group on VATPs
The Securities and Futures Commission (SFC) has established a dedicated working group with the Hong Kong Police Force (HKPF) to enhance...
Oct 5, 20231 min read
bottom of page