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SFC reprimands and fines Freeman Commodities Limited $3.4 million and suspends its former responsible officer for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Freeman Commodities Limited (Freeman), now known as Arta Global...
Jul 63 min read


Insurance Authority disciplines two licensed broker companies for failure to keep client monies separately and procure adequate professional indemnity insurance respectively
The Insurance Authority (IA) issued a public reprimand on the Century Investment Planning Limited for failing to keep client monies...
Jul 61 min read


Four then bank employees and intermediaries charged by ICAC with bribery over account opening
Two then bank employees and two intermediaries were charged by the ICAC yesterday (June 25) for allegedly conspiring together to accept...
Jul 62 min read


SFC and HKMA conclude annual update to Financial Services Providers list under OTC derivatives regulatory regime
The Securities and Futures Commission (SFC) and Hong Kong Monetary Authority (HKMA) today issued joint consultation conclusions on the...
Jun 291 min read


HKMA and SFC conclude annual updates to Financial Services Providers list under OTC derivatives regulatory regime
The Hong Kong Monetary Authority (HKMA) and Securities and Futures Commission (SFC) today (26 June) issued joint consultation conclusions...
Jun 291 min read


Hong Kong capital markets gain fresh momentum from innovation and connectivity drives: SFC Annual Report
Vibrant market innovation and enhanced global connectivity fuelled notable strides for Hong Kong’s capital markets over the past year...
Jun 294 min read


HKMA and AIIB Partner to Support Emerging Asia Venture Capital
The Hong Kong Monetary Authority (HKMA) and the Asian Infrastructure Investment Bank (AIIB) today (26 June) signed a partnership...
Jun 292 min read


Court sets out buy-out offer details for Sound Global’s former chairman to purchase shares from minority shareholders
The Court of First Instance has determined the buy-out offer details for former chairman and executive director of Sound Global Ltd....
Jun 292 min read


SFC suspends Hadiee Chui Lai Chun for seven months
The Securities and Futures Commission (SFC) has suspended Ms Hadiee Chui Lai Chun, a licensed representative of Rifa Securities Limited...
Jun 221 min read
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