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SFC reprimands and fines Deutsche Bank Aktiengesellschaft $23.8 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche Bank Aktiengesellschaft (DB) $23.8 million for various...
Aug 31, 20253 min read


SFC bans Zhu Hong for 12 months and fines her $400,000 for fund management failures
The Securities and Futures Commission (SFC) has banned Ms Zhu Hong, a substantial shareholder, director and former manager-in-charge of...
Aug 24, 20252 min read


SFC and HKMA to co-organise Hong Kong Fixed Income and Currency Forum 2025
The Hong Kong Fixed Income and Currency (FIC) Forum 2025, jointly organised by the Securities and Futures Commission (SFC) and the Hong...
Aug 24, 20251 min read


Hong Kong Customs detects case of non-registered precious metals and stones dealer carrying out specified transactions
Hong Kong Customs yesterday (August 20) detected a case involving a local company that conducted transactions of diamonds and watches...
Aug 24, 20252 min read


Public warned of impersonation scams carried out in the name of SFC
The Securities and Futures Commission (SFC) today cautions the public against impersonation scams perpetrated by fraudsters in the name...
Aug 24, 20252 min read


SFC and HKEX collaborate in enforcement action against two former listed company directors for non-cooperation in investigations
The Stock Exchange of Hong Kong Limited (Exchange) has taken its first-ever disciplinary action against two former directors of a listed...
Aug 17, 20253 min read


SFC elaborates on robust custody standards for virtual asset trading platforms to safeguard client virtual assets
The Securities and Futures Commission (SFC) today sets out its expectations in a circular to all licensed virtual asset trading...
Aug 17, 20252 min read


Joint Statement by the HKMA and the SFC on Stablecoin-related Market Movements
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) today issued (14 Aug) the following joint...
Aug 17, 20252 min read


Momentum building up on development of Hong Kong into a vibrant captive domicile with another new authorization granted by the Insurance Authority
The Insurance Authority (IA) granted authorization to SAIC Motor Insurance Limited, a captive established by the SAIC Motor Corporation...
Aug 17, 20251 min read
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