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Circular to licensed corporations -Financial resources management and compliance with the Securities and Futures (Financial Resources) Rules
This circular elaborates on the Securities and Futures Commission’s (SFC) expectations regarding the governance and internal control...
Jul 7, 20248 min read
The Monetary Authority takes disciplinary action against DBS Bank (Hong Kong) Limited for contraventions of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
The Hong Kong Monetary Authority (HKMA) announced today (5 July) that it had completed an investigation and disciplinary proceedings for...
Jul 7, 20242 min read
Standard Contract for Cross-boundary Flow of Personal Information involving Transfer of Credit Data through Credit Reference Agencies
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Jul 7, 20241 min read
Circular to issuers of SFC-authorised investment-linked assurance schemes - Streamlined approach for vetting and approving revised marketing materials
The Securities and Futures Commission (SFC) informs issuers of SFC-authorised investment-linked assurance schemes (ILAS) of enhancements...
Jul 7, 20242 min read
Findings from IA-HKMA joint inspection exercise on premium financing
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Jul 1, 20241 min read
Bogus Telephone Calls
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Jul 1, 20241 min read
SFC bans Wu Chao for three years and seven months
The Securities and Futures Commission (SFC) has prohibited Mr Wu Chao, a former responsible officer, manager-in-charge (MIC) and chief...
Jul 1, 20242 min read
Banking Sector’s Support for Implementation of Severe Weather Trading
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Jun 24, 20241 min read
Licence Fees
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Jun 24, 20241 min read
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