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Refinements to property mortgage lending requirements
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Jun 24, 20241 min read


Market manipulation case adjourned for sentencing
The Court of First Instance today adjourned the sentencing of three individuals convicted of conspiracy to carry out false trading in the...
Jun 24, 20241 min read


SFC secures conviction for provision of paid investment advice on Telegram chat group without licence
The Eastern Magistrates’ Court today convicted Mr Wong Ming Chung for providing investment advice on a subscription-based chat group on...
Jun 24, 20242 min read


SFC suspends Shum Wai Nap for seven months for failures in managing a private fund
The Securities and Futures Commission (SFC) has suspended Mr Shum Wai Nap, former licensed representative of PICC Asset Management (Hong...
Jun 24, 20242 min read


Three sophisticated ramp-and-dump cases transferred to District Court
The Eastern Magistrates’ Court today granted the applications made on behalf of the Secretary for Justice to transfer three large scale...
Jun 24, 20241 min read


SFC bans Ha Po Kwan for 12 months
The Securities and Futures Commission (SFC) has banned Mr Ha Po Kwan, a former licensed representative of Primas Asset Management Limited...
Jun 24, 20242 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Jun 24, 20242 min read


Circular to intermediaries - Severe weather trading
In view of the implementation1 of arrangements for maintaining normal operations of the Hong Kong securities and derivatives markets...
Jun 24, 20242 min read


Circular to Management Companies of SFC-authorised Investment Products Listed on The Stock Exchange of Hong Kong Limited concerning Severe Weather Trading of Hong Kong Securities and Derivatives
This circular aims to remind management companies of SFC-authorised investment products listed on The Stock Exchange of Hong Kong Limited...
Jun 24, 20242 min read
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