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SFC revokes the licence of Nerico Brothers Limited and bans its senior management for life
The Securities and Futures Commission (SFC) has revoked the licence of Nerico Brothers Limited (NBL) for facilitating misappropriation of...
Aug 313 min read


Granting of restricted banking licence to ABN AMRO Clearing Bank N.V.
The Hong Kong Monetary Authority announced today (29 August) that the Monetary Authority has granted a restricted banking licence to ABN...
Aug 311 min read


SFC revokes the licence of Amber Hill Capital Limited and bans its senior management for life
The Securities and Futures Commission (SFC) has revoked the licence of Amber Hill Capital Limited (AHCL) for facilitating...
Aug 314 min read


Wong Pak Ming to stand trial for insider dealing after pleading not guilty
The criminal trial of the insider dealing prosecution brought by the Securities and Futures Commission (SFC) against businessman Mr Wong...
Aug 311 min read


SFC seeks court order to freeze assets up to $62.5 million for investor compensation in sophisticated ramp-and-dump case
The Securities and Futures Commission (SFC) has applied for an order from the Court of First Instance to freeze assets intended for...
Aug 312 min read


Enforcement collaboration between HKMA and SFC - SFC reprimands and fines HSBC HK$4.2 million for disclosure failures in research reports
The Securities and Futures Commission (SFC) has reprimanded and fined The Hongkong and Shanghai Banking Corporation Limited (HSBC) HK$4.2...
Aug 312 min read


SFC reprimands and fines Deutsche Bank Aktiengesellschaft $23.8 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche Bank Aktiengesellschaft (DB) $23.8 million for various...
Aug 313 min read


SFC bans Zhu Hong for 12 months and fines her $400,000 for fund management failures
The Securities and Futures Commission (SFC) has banned Ms Zhu Hong, a substantial shareholder, director and former manager-in-charge of...
Aug 242 min read


SFC and HKMA to co-organise Hong Kong Fixed Income and Currency Forum 2025
The Hong Kong Fixed Income and Currency (FIC) Forum 2025, jointly organised by the Securities and Futures Commission (SFC) and the Hong...
Aug 241 min read
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