The Securities and Futures Commission (SFC) and the Dubai Financial Services Authority (DFSA), the independent regulator of the Dubai...

The Securities and Futures Commission (SFC) and the Asian Development Bank Institute (ADBI) today convened a roundtable during the Hong...

The Securities and Futures Commission (SFC) has reprimanded and fined Instinet Pacific Limited (Instinet) $8 million for its failure to...

The Securities and Futures Commission (SFC) has obtained disqualification orders in the Court of First Instance against another five...

The Securities and Futures Commission (SFC) has banned Mr Suen Kin-wing, a former Associate Director of UBS AG (UBS), from re-entering...

According to the FATF’s 2025 Targeted Update on the Implementation of the FATF Standards on VA and VASPs, although there has been some...

HM Treasury invites feedback on amendments to the UK’s Money Laundering Regulations; consultation closes 30 September 2025. Documents The...

The Insurance Authority (IA) has issued a public reprimand on Tahoe Life Insurance Company Limited (Tahoe Life) and imposed a fine of $10...

The Securities and Futures Commission (SFC) has suspended Mr Chow Tsz Lam, a former responsible officer (RO) and manager-in-charge of...