SFCApr 1SFC commences MMT proceedings against Ding Yi Feng former chairman over suspected market manipulationThe Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against Mr Sui Guangyi,...
HKMAApr 1Complaints Against Debt Collection Agents Employed by Authorized InstitutionsPlease view the full article here
SFCApr 1Circular to licensed corporations and management companies of SFC-authorised funds - Shortening of the US securities transaction settlement cycle to T+1Effective 28 May 2024, the standard settlement cycle for transactions in US securities1 will be shortened from two business days after...
SFCMar 25Retail trader jailed for securities fraud via illegal short sellingThe Eastern Magistrates’ Court today sentenced Ms Christine Yeung Tak Sum, a retail trader, to 18 months of imprisonment following her...