The Securities and Futures Commission (SFC) has suspended Mr Andy Wong Yeung, former responsible officer (RO), manager-in-charge (MIC) of...

The Insurance Authority (IA) has taken disciplinary action against Mr Ma Chun Kei (Mr Ma), a former technical representative of a broker...

The Banking (Capital) (Amendment) Rules 2023 (BCAR), the Banking (Disclosure) (Amendment) Rules 2023 (BDAR), the Banking (Exposure...

Under 11.1B of the Code on Unit Trusts and Mutual Funds (“UT Code”), management companies should provide holders with reasonable prior...

The Securities and Futures Commission (SFC) has suspended the licence of Mr Hau Bing Leung, former account executive of Chee Tak...

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Please view the full article here (English only)

The Market Misconduct Tribunal (MMT) has sanctioned Mayer Holdings Limited (Mayer) and nine of its former senior executives who were...

The Securities and Futures Commission (SFC) has reprimanded and fined Central Wealth Securities Investment Limited (Central Wealth) $1...