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Circular on distributors providing additional returns and other services or arrangements when ......
Circular on distributors providing additional returns and other services or arrangements when marketing SFC-authorised funds This...
Oct 25, 20235 min read


SFC restrains former director of SMI Culture & Travel Group Holdings Limited from disposing personal
The Securities and Futures Commission (SFC) has taken action to restrain Ms Leung Anita Fung Yee Maria, former chief executive officer...
Oct 25, 20232 min read


Joint circular on intermediaries’ virtual asset-related activities
1. The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) have received an increasing number of...
Oct 25, 202317 min read


Phishing instant messages related to Banque Pictet & Cie SA
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by Banque Pictet & Cie SA...
Oct 25, 20231 min read


Fraudulent website, mobile app and internet banking login screen related to ZA Bank Limited
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by ZA Bank Limited relating to a...
Oct 19, 20231 min read


HSBC, BNP Paribas Allegedly Engage in Naked Short-selling: S Korea Media
Two Hong Kong-based investment banks might be slapped with record-breaking fines over suspected naked short-selling that involves KRW56...
Oct 17, 20231 min read


HK Customs detects money laundering case involving $48 million following narcotics investigation
Hong Kong Customs yesterday (October 11) successfully detected a suspected money laundering case involving about $48 million in drug...
Oct 16, 20232 min read


SFC bans Ivan Chan Chuk Cheung for seven years for IPO sponsor failures
The Securities and Futures Commission (SFC) has prohibited Mr Ivan Chan Chuk Cheung, a former responsible officer (RO) of Changjiang...
Oct 16, 20232 min read


Enhanced approaches to combat digital fraud
The Chief Executive 28 Retail Banks Dear Sir/Madam, I am writing to provide Authorized Institutions (AIs) with an update on enhancements...
Oct 16, 20234 min read
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