top of page
SFC reprimands and fines Rifa Futures Limited $9 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Rifa Futures Limited (Rifa) $9 million for failures in complying...
Jul 25, 20222 min read
HKMA and Cyberport jointly promote use of regulatory technology in Anti-Money Laundering
The Hong Kong Monetary Authority (HKMA) and Cyberport, supported by Deloitte, co-organised today (21 July) the second AML Regtech Lab...
Jul 21, 20222 min read
Managers appointed by the IA present winding-up petition against Target Insurance Company Limited
The Insurance Authority (IA) appointed Mr Derek Lai and Mr Forrest Kam of Deloitte Touche Tohmatsu as Joint and Several Managers (the...
Jul 15, 20222 min read
Penalises Mr Go for carrying out money-changing and remittance businesses without valid licences
The Monetary Authority of Singapore (MAS) has imposed a composition penalty of $70,000 on Mr Go Choo Huat, for carrying on a...
Jul 8, 20222 min read
Insurance Authority bans Ho Man Tat for 5 months
The Insurance Authority (IA) has taken disciplinary action against a former technical representative (broker) Mr Ho Man Tat, prohibiting...
Jun 20, 20223 min read
bottom of page