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SFC commences MMT proceedings against former bank employee over alleged insider dealing
The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against Mr Wu Kam Shing, a...
May 8, 20231 min read


Principles for Handling of Unauthorised Payment Card Transactions
The Chief Executive All Authorized Institutions issuing payment cards Dear Sir/Madam, Principles for Handling of Unauthorised Payment...
May 3, 20235 min read


Binding payment cards for contactless mobile payments
The Chief Executive All Authorized Institutions issuing payment cards Dear Sir/Madam, Binding payment cards for contactless mobile...
May 3, 20232 min read


Access to banking services for corporate customers
Maintaining safe and efficient banking system and promoting access to basic banking services for legitimate businesses are key priorities...
May 3, 20231 min read


HKMA - Regulation and Supervision of Trust Business
Official Article: https://bit.ly/3AMce7e The Chief Executive All Authorized Institutions Dear Sir / Madam, Regulation and Supervision of...
May 3, 20234 min read


SFC obtains court order to freeze assets of suspected insider dealers of I.T Limited shares
The Court of First Instance has granted an interim injunction order against Ms Tsang Ching Yi and Mr Barry Kwok Sze Lok in legal...
May 3, 20232 min read


Fraudulent website and phishing email related to HSBC
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by The Hongkong and Shanghai...
May 3, 20231 min read


SFC bans Peter Law Chi Kin for 10 years and fines him $535,500
The Securities and Futures Commission (SFC) has banned Mr Peter Law Chi Kin, a former licensed representative of Convoy Asset Management...
May 3, 20233 min read


SFC issues restriction notices to 10 brokers to freeze client accounts
The Securities and Futures Commission (SFC) has issued restriction notices to 10 brokers, prohibiting them from dealing with or...
Apr 26, 20232 min read
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