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Regulatory News


SFC elaborates on robust custody standards for virtual asset trading platforms to safeguard client virtual assets
The Securities and Futures Commission (SFC) today sets out its expectations in a circular to all licensed virtual asset trading...
Aug 17, 2025


SFC and ICAC joint operation against suspected market manipulation and corrupt practices leads to arrest of two former senior executives of listed company
The Securities and Futures Commission (SFC) and the Independent Commission Against Corruption (ICAC) on Wednesday (23 July 2025)...
Aug 3, 2025


SFC obtains six-year disqualification order against former vice-chairman and executive director of Zhongda International Holdings Limited
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Mr Zhang Yuqing,...
Aug 3, 2025


SFC and ICAC joint operation against suspected market manipulation and corrupt practices leads to arrest of two former senior executives of listed company
The Securities and Futures Commission (SFC) and the Independent Commission Against Corruption (ICAC) on Wednesday (23 July 2025)...
Jul 27, 2025


Court-appointed administrators successfully distributed $19 million of assets to clients of Hong Kong Wan Kiu Investment Company Limited
The Securities and Futures Commission (SFC) today noted that court-appointed administrators had distributed approximately $19 million...
Jul 27, 2025


SFC obtains seven-year disqualification order against former executive director of First Credit Finance Group Limited
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Ms Ho Siu Man, a...
Jul 27, 2025


Hong Kong’s AUM grew 13% with 81% increase in fund inflows: SFC’s 2024 survey on asset and wealth management business
Hong Kong rode a new wave of growth as a pre-eminent international asset and wealth management hub, notching a robust year-on-year gain...
Jul 20, 2025


SFC bans Tong Ho Yin for nine years and fines him $350,000
The Securities and Futures Commission (SFC) has prohibited Mr Tong Ho Yin, a former responsible officer (RO) of HF Asset Management...
Jul 20, 2025
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