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Regulatory News


SFC suspends Pun Hong Hai for 10 months
The Securities and Futures Commission (SFC) has suspended Mr Pun Hong Hai, a former responsible officer (RO), chief executive officer and...
Jun 22, 2025


Sentencing adjourned for brothers-in-law convicted of false trading
The Eastern Magistrates’ Courts has ordered for suitability reports regarding community service orders for Mr Lin Tai Fung and his...
Jun 15, 2025


SFC issues restriction notice to GA (Int'l) Capital Management Limited and conducts search operation
The Securities and Futures Commission (SFC) has issued a restriction notice to GA (Int'l) Capital Management Limited (GCML) due to...
Jun 15, 2025


SFC joins global regulatory effort to curb activities of unauthorised finfluencers
The Securities and Futures Commission (SFC) is joining regulators across the globe to curb activities of unlawful financial influencers...
Jun 9, 2025


Court sets preliminary trial date for insider dealing case against Wong Pak Ming
The Eastern Magistrates’ Court has fixed, on a preliminary basis, a trial date beginning on 24 November 2025 for the insider dealing...
Jun 9, 2025


SFC bans Wong Lai Suen for six months
The Securities and Futures Commission (SFC) has prohibited Ms Wong Lai Suen, a former responsible officer (RO) and executive director of...
Jun 9, 2025


SFC obtains landmark court decision for former Combest senior executives to make $192 million compensation to shareholders
The Securities and Futures Commission (SFC) has obtained orders in the Court of First Instance for a record compensation in the form of...
Jun 9, 2025


SFC obtains disqualification orders between two to nine years against former directors and senior executive of National Agricultural Holdings Limited
The Securities and Futures Commission (SFC) has obtained disqualification orders in the Court of First Instance against a former...
Jun 1, 2025
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