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Regulatory News


Court sets out buy-out offer details for Sound Global’s former chairman to purchase shares from minority shareholders
The Court of First Instance has determined the buy-out offer details for former chairman and executive director of Sound Global Ltd....
Jun 29, 2025


SFC suspends Hadiee Chui Lai Chun for seven months
The Securities and Futures Commission (SFC) has suspended Ms Hadiee Chui Lai Chun, a licensed representative of Rifa Securities Limited...
Jun 22, 2025


SFC bans Law Man Wai for three years
The Securities and Futures Commission (SFC) has prohibited Mr Law Man Wai, a former licensed representative of Cinda International...
Jun 22, 2025


SFC suspends Pun Hong Hai for 10 months
The Securities and Futures Commission (SFC) has suspended Mr Pun Hong Hai, a former responsible officer (RO), chief executive officer and...
Jun 22, 2025


Sentencing adjourned for brothers-in-law convicted of false trading
The Eastern Magistrates’ Courts has ordered for suitability reports regarding community service orders for Mr Lin Tai Fung and his...
Jun 15, 2025


SFC issues restriction notice to GA (Int'l) Capital Management Limited and conducts search operation
The Securities and Futures Commission (SFC) has issued a restriction notice to GA (Int'l) Capital Management Limited (GCML) due to...
Jun 15, 2025


SFC joins global regulatory effort to curb activities of unauthorised finfluencers
The Securities and Futures Commission (SFC) is joining regulators across the globe to curb activities of unlawful financial influencers...
Jun 9, 2025


Court sets preliminary trial date for insider dealing case against Wong Pak Ming
The Eastern Magistrates’ Court has fixed, on a preliminary basis, a trial date beginning on 24 November 2025 for the insider dealing...
Jun 9, 2025
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