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Regulatory News


Market manipulators sentenced to community service for up to 240 hours
The Eastern Magistrates’ Courts has sentenced Mr Lin Tai Fung and his brother-in-law, Mr Or Chun Nin, to 240 hours and 160 hours of...
Jul 13, 2025


FSTB and SFC consult on proposed regimes to regulate virtual asset dealers and custodians
The Financial Services and the Treasury Bureau (FSTB) and the Securities and Futures Commission (SFC) today launched a joint consultation...
Jul 6, 2025


SFC reprimands and fines Freeman Commodities Limited $3.4 million and suspends its former responsible officer for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Freeman Commodities Limited (Freeman), now known as Arta Global...
Jul 6, 2025


SFC and HKMA conclude annual update to Financial Services Providers list under OTC derivatives regulatory regime
The Securities and Futures Commission (SFC) and Hong Kong Monetary Authority (HKMA) today issued joint consultation conclusions on the...
Jun 29, 2025


Hong Kong capital markets gain fresh momentum from innovation and connectivity drives: SFC Annual Report
Vibrant market innovation and enhanced global connectivity fuelled notable strides for Hong Kong’s capital markets over the past year...
Jun 29, 2025


Court sets out buy-out offer details for Sound Global’s former chairman to purchase shares from minority shareholders
The Court of First Instance has determined the buy-out offer details for former chairman and executive director of Sound Global Ltd....
Jun 29, 2025


SFC suspends Hadiee Chui Lai Chun for seven months
The Securities and Futures Commission (SFC) has suspended Ms Hadiee Chui Lai Chun, a licensed representative of Rifa Securities Limited...
Jun 22, 2025


SFC bans Law Man Wai for three years
The Securities and Futures Commission (SFC) has prohibited Mr Law Man Wai, a former licensed representative of Cinda International...
Jun 22, 2025
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