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Regulatory News


SFC and Saudi Capital Market Authority extend dialogue on regulatory cooperation beyond landmark ETF listing
The Securities and Futures Commission’s (SFC) Chief Executive Officer (CEO) Ms Julia Leung met today with Board Commissioner Mr Abdulaziz...
Jun 1, 2025


SFC issues restriction notice to Bloomyears Limited
The Securities and Futures Commission (SFC) has issued a restriction notice to Bloomyears Limited (Bloomyears) because of doubts over its...
May 25, 2025


SFC revokes Mui Chok Wah’s licence and bans him for two years
The Securities and Futures Commission (SFC) has revoked the licence of Mr Mui Chok Wah and its approval of him to act as a responsible...
May 25, 2025


SFC bans Ho Hin Hang for five months
The Securities and Futures Commission (SFC) has banned Mr Ho Hin Hang, former responsible officer (RO), manager-in-charge (MIC) and...
May 25, 2025


Court of First Instance dismisses appeal by offender of unlicensed activity
Ms Lai Ka Yi began her two weeks’ imprisonment immediately after losing her appeal against her conviction and sentence for an unlicensed...
May 18, 2025


Court convicts brothers-in-law of false trading
The Eastern Magistrates’ Courts today convicted Mr Lin Tai Fung and his brother-in-law, Mr Or Chun Nin after they pleaded guilty to the...
May 18, 2025


SFC reprimands and fines Sino-Rich Securities & Futures Limited $2 million and suspends its responsible officer for failures in relation to margin lending practices
The Securities and Futures Commission (SFC) has reprimanded and fined Sino-Rich Securities & Futures Limited (Sino-Rich) $2 million for...
May 18, 2025


Joint announcement on launch of Technology Enterprises Channel
The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong...
May 11, 2025
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