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Regulatory News


SFC bans Wong Lai Suen for six months
The Securities and Futures Commission (SFC) has prohibited Ms Wong Lai Suen, a former responsible officer (RO) and executive director of...
Jun 9, 2025


SFC obtains landmark court decision for former Combest senior executives to make $192 million compensation to shareholders
The Securities and Futures Commission (SFC) has obtained orders in the Court of First Instance for a record compensation in the form of...
Jun 9, 2025


SFC obtains disqualification orders between two to nine years against former directors and senior executive of National Agricultural Holdings Limited
The Securities and Futures Commission (SFC) has obtained disqualification orders in the Court of First Instance against a former...
Jun 1, 2025


SFC and Saudi Capital Market Authority extend dialogue on regulatory cooperation beyond landmark ETF listing
The Securities and Futures Commission’s (SFC) Chief Executive Officer (CEO) Ms Julia Leung met today with Board Commissioner Mr Abdulaziz...
Jun 1, 2025


SFC issues restriction notice to Bloomyears Limited
The Securities and Futures Commission (SFC) has issued a restriction notice to Bloomyears Limited (Bloomyears) because of doubts over its...
May 25, 2025


SFC revokes Mui Chok Wah’s licence and bans him for two years
The Securities and Futures Commission (SFC) has revoked the licence of Mr Mui Chok Wah and its approval of him to act as a responsible...
May 25, 2025


SFC bans Ho Hin Hang for five months
The Securities and Futures Commission (SFC) has banned Mr Ho Hin Hang, former responsible officer (RO), manager-in-charge (MIC) and...
May 25, 2025


Court of First Instance dismisses appeal by offender of unlicensed activity
Ms Lai Ka Yi began her two weeks’ imprisonment immediately after losing her appeal against her conviction and sentence for an unlicensed...
May 18, 2025
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