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Regulatory News


SFC obtains court order to disqualify former independent non-executive director of China Candy..
SFC obtains court order to disqualify former independent non-executive director of China Candy Holdings Limited for three years The...
Dec 18, 2023


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated..
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Dec 18, 2023


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated En...
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Dec 4, 2023


SFC commences legal proceedings against First Credit Finance Group Limited, its former directors and
The Securities and Futures Commission (SFC) has commenced legal proceedings under section 214 of the Securities and Futures Ordinance...
Nov 28, 2023


SFC reprimands and fines Lion Futures Limited $2.8 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Lion Futures Limited (LFL) $2.8 million for failures in complying...
Nov 28, 2023


Court acquits duo of unlicensed activities
The Eastern Magistrates’ Court has acquitted Mr Tony Choi Yick Man after finding him not guilty of carrying on a business in asset...
Nov 28, 2023


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and ......
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering /...
Nov 13, 2023


"Deepening Capital Market Reform" by Julia Leung at the Financial Street Forum 2023
Good afternoon, everyone. I am honoured to be invited by the China Securities Regulatory Commission (CSRC) to participate in this year’s...
Nov 13, 2023
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