The Securities and Futures Commission (SFC) has prohibited Mr Lo Wai Ming, a former responsible officer (RO) of Taiping Securities (HK)...

The Securities and Futures Commission (SFC) has reprimanded and fined Chee Tak Securities Limited (CTSL) $2 million for internal control...

The Securities and Futures Commission (SFC) will commence a cybersecurity review of selected licensed corporations (LCs) with a focus on...

The Securities and Futures Commission (SFC) is aware that a virtual asset trading platform (VATP) known as “JPEX” has been actively...

The Securities and Futures Commission (SFC) has revoked the licence of Axial Capital Management Limited (Axial) for repeated failures to...

The Securities and Futures Commission (SFC) has reprimanded and fined Guosen Securities (HK) Brokerage Company, Limited (Guosen) $2.8...

The Securities and Futures Commission (SFC) has suspended Ms Wang Pei Yi, a former licensed representative of SinoPac Securities (Asia)...

The Securities and Futures Commission (SFC) has suspended Mr Chung Tung Sau, a former licensed representative of Quam Securities Company...