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Regulatory News


Court acquits duo of unlicensed activities
The Eastern Magistrates’ Court has acquitted Mr Tony Choi Yick Man after finding him not guilty of carrying on a business in asset...
Nov 28, 2023


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and ......
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering /...
Nov 13, 2023


"Deepening Capital Market Reform" by Julia Leung at the Financial Street Forum 2023
Good afternoon, everyone. I am honoured to be invited by the China Securities Regulatory Commission (CSRC) to participate in this year’s...
Nov 13, 2023


Court sets trial date for employing a fraudulent scheme in securities transactions in illegal short
The Eastern Magistrates’ Court has fixed the trial of Ms Christine Yeung Tak Sum for 27 February 2024 to 5 March 2024 after she pleaded...
Nov 9, 2023


SFC supports and sponsors the development of an industry-led voluntary code of conduct for ESG .....
SFC supports and sponsors the development of an industry-led voluntary code of conduct for ESG ratings and data products providers The...
Nov 2, 2023


Court of Final Appeal unanimously dismisses appeal by suspected overseas manipulators
The Court of Final Appeal (CFA) has unanimously dismissed the appeal by Mr David Subotic, Mr Sasha Szabo, Eastmore Global, Ltd., Eastmore...
Nov 2, 2023


Circular on distributors providing additional returns and other services or arrangements when ......
Circular on distributors providing additional returns and other services or arrangements when marketing SFC-authorised funds This...
Oct 25, 2023


SFC bans Ivan Chan Chuk Cheung for seven years for IPO sponsor failures
The Securities and Futures Commission (SFC) has prohibited Mr Ivan Chan Chuk Cheung, a former responsible officer (RO) of Changjiang...
Oct 16, 2023
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