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Regulatory News


SFC publishes lists of virtual asset trading platforms
The Securities and Futures Commission (SFC) published today several lists of virtual asset trading platforms (VATPs) on its website as...
Oct 2, 2023


SFAT affirms SFC decision to ban Calvin Choi Chi Kin for two years
The Securities and Futures Appeals Tribunal (SFAT) handed down a determination today and upheld the Securities and Futures Commission...
Oct 2, 2023


SFC obtains interim injunction against former director of SMI Culture & Travel Group Holdings .....
The Securities and Futures Commission (SFC) has obtained an interim injunction order at the Court of First Instance (CFI) against Ms...
Sep 28, 2023


Fraudulent instant messages related to Industrial and Commercial Bank of China (Asia) Limited
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by Industrial and Commercial Bank...
Sep 20, 2023


SFC bans Lo Wai Ming for seven months
The Securities and Futures Commission (SFC) has prohibited Mr Lo Wai Ming, a former responsible officer (RO) of Taiping Securities (HK)...
Sep 20, 2023


SFC reprimands and fines Chee Tak Securities Limited $2 million and sanctions its responsible office
The Securities and Futures Commission (SFC) has reprimanded and fined Chee Tak Securities Limited (CTSL) $2 million for internal control...
Sep 20, 2023


Circular to intermediariesCybersecurity review of selected licensed corporations
The Securities and Futures Commission (SFC) will commence a cybersecurity review of selected licensed corporations (LCs) with a focus on...
Sep 18, 2023


Warning statement on unregulated virtual asset trading platform
The Securities and Futures Commission (SFC) is aware that a virtual asset trading platform (VATP) known as “JPEX” has been actively...
Sep 13, 2023
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