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Regulatory News


SFC commences legal proceedings against FingerTango Inc. and its current and former directors
The Securities and Futures Commission (SFC) has commenced legal proceedings in the Court of First Instance (CFI) to seek disqualification...
Oct 9, 2023


HKPF and SFC establish joint working group on VATPs
The Securities and Futures Commission (SFC) has established a dedicated working group with the Hong Kong Police Force (HKPF) to enhance...
Oct 5, 2023


SFC steps up information dissemination and investor education on VATPs
In light of recent public concerns about unregulated virtual asset trading platforms (VATPs), the Securities and Futures Commission (SFC)...
Oct 3, 2023


SFC publishes lists of virtual asset trading platforms
The Securities and Futures Commission (SFC) published today several lists of virtual asset trading platforms (VATPs) on its website as...
Oct 2, 2023


SFAT affirms SFC decision to ban Calvin Choi Chi Kin for two years
The Securities and Futures Appeals Tribunal (SFAT) handed down a determination today and upheld the Securities and Futures Commission...
Oct 2, 2023


SFC obtains interim injunction against former director of SMI Culture & Travel Group Holdings .....
The Securities and Futures Commission (SFC) has obtained an interim injunction order at the Court of First Instance (CFI) against Ms...
Sep 28, 2023


Fraudulent instant messages related to Industrial and Commercial Bank of China (Asia) Limited
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by Industrial and Commercial Bank...
Sep 20, 2023


SFC bans Lo Wai Ming for seven months
The Securities and Futures Commission (SFC) has prohibited Mr Lo Wai Ming, a former responsible officer (RO) of Taiping Securities (HK)...
Sep 20, 2023
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