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Regulatory News


Takeovers Panel rules on the price for the mandatory general offer for Suncity Group Holdings Ltd.
The Takeovers and Mergers Panel has ruled that the appropriate price for the general offer for Suncity Group Holdings Limited (Note 1) by...
Sep 7, 2022


SFC suspends Tang Kai Shing for eight months
The Securities and Futures Commission (SFC) has suspended Mr Tang Kai Shing, responsible officer (RO) and managing director of Rifa...
Sep 5, 2022


Takeovers Panel rules a special waiver from the general offer obligation ......
Takeovers Panel rules a special waiver from the general offer obligation may be granted to Broad Gongga for an involuntary disposal that...
Aug 30, 2022


Retail investors convicted and fined for illegal short selling
The Eastern Magistrates’ Court today convicted Ms Chan Siu Tai and her sister Ms Janice Chan after they pleaded guilty to illegal short...
Aug 18, 2022


SFC issues restriction notice to a broker to freeze client account linked to suspected insider deal
The Securities and Futures Commission (SFC) has issued a restriction notice to Bright Smart Securities International (H.K.) Limited...
Aug 17, 2022


SFC commences MMT proceedings against hedge fund manager over alleged false trading
The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against Mr Jonathan Dominic...
Aug 16, 2022


Regulators to enhance Stock Connect trading calendar
The Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC) today jointly announced their...
Aug 12, 2022


SFC reprimands and fines TC Capital International Limited $3 million and suspends its responsible of
The Securities and Futures Commission (SFC) has reprimanded and fined TC Capital International Limited (TC Capital) $3 million for...
Aug 1, 2022
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