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SFC reprimands and fines TC Capital International Limited $3 million and suspends its responsible of
The Securities and Futures Commission (SFC) has reprimanded and fined TC Capital International Limited (TC Capital) $3 million for...
Aug 1, 20223 min read
SFC reprimands and fines KTF Capital Management Limited $400k for breaching Financial Resources Rule
The Securities and Futures Commission (SFC) has reprimanded and fined KTF Capital Management Limited (KTFCM) (formerly known as Forchn...
Jul 28, 20222 min read
SFC bans Chan Ka Hey for 6 months
The Securities and Futures Commission (SFC) has banned Mr Chan Ka Hey, a former relevant individual of Standard Chartered Bank (Hong...
Jul 28, 20222 min read
SFC reprimands and fines Rifa Futures Limited $9 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Rifa Futures Limited (Rifa) $9 million for failures in complying...
Jul 25, 20222 min read
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