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SFC obtains seven-year disqualification order against former executive director of First Credit Finance Group Limited
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Ms Ho Siu Man, a...
Jul 27, 20252 min read


Hong Kong’s AUM grew 13% with 81% increase in fund inflows: SFC’s 2024 survey on asset and wealth management business
Hong Kong rode a new wave of growth as a pre-eminent international asset and wealth management hub, notching a robust year-on-year gain...
Jul 20, 20253 min read


SFC bans Tong Ho Yin for nine years and fines him $350,000
The Securities and Futures Commission (SFC) has prohibited Mr Tong Ho Yin, a former responsible officer (RO) of HF Asset Management...
Jul 20, 20252 min read


Market Misconduct Tribunal finds Dan Form’s former company secretary and her Mainland associate culpable of insider dealing
The Market Misconduct Tribunal (MMT) has found Ms Cynthia Chen Si Ying, the former company secretary of Asiasec Properties Limited...
Jul 20, 20253 min read


First active ETF cross-listing in Hong Kong underscores the city’s status as premier asset and wealth management centre
The Securities and Futures Commission (SFC) welcomes the first cross-listing in Hong Kong of an actively managed exchange-traded fund...
Jul 13, 20251 min read


SFC convenes second Digital Asset Consultative Panel meeting
The Securities and Futures Commission (SFC) today convened the second meeting of the Digital Asset Consultative Panel (DACP) (Note 1)....
Jul 13, 20252 min read


Market manipulators sentenced to community service for up to 240 hours
The Eastern Magistrates’ Courts has sentenced Mr Lin Tai Fung and his brother-in-law, Mr Or Chun Nin, to 240 hours and 160 hours of...
Jul 13, 20252 min read


FSTB and SFC consult on proposed regimes to regulate virtual asset dealers and custodians
The Financial Services and the Treasury Bureau (FSTB) and the Securities and Futures Commission (SFC) today launched a joint consultation...
Jul 6, 20252 min read


SFC reprimands and fines Freeman Commodities Limited $3.4 million and suspends its former responsible officer for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Freeman Commodities Limited (Freeman), now known as Arta Global...
Jul 6, 20253 min read


SFC and HKMA conclude annual update to Financial Services Providers list under OTC derivatives regulatory regime
The Securities and Futures Commission (SFC) and Hong Kong Monetary Authority (HKMA) today issued joint consultation conclusions on the...
Jun 29, 20251 min read
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