The Securities and Futures Commission (SFC) and the Dubai Financial Services Authority (DFSA), the independent regulator of the Dubai...

The Securities and Futures Commission (SFC) and the Asian Development Bank Institute (ADBI) today convened a roundtable during the Hong...

The Securities and Futures Commission (SFC) has reprimanded and fined Instinet Pacific Limited (Instinet) $8 million for its failure to...

The Securities and Futures Commission (SFC) has obtained disqualification orders in the Court of First Instance against another five...

The Securities and Futures Commission (SFC) has banned Mr Suen Kin-wing, a former Associate Director of UBS AG (UBS), from re-entering...

The Securities and Futures Commission (SFC) has suspended Mr Chow Tsz Lam, a former responsible officer (RO) and manager-in-charge of...

The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) today published the findings of their annual...

The Securities and Futures Commission (SFC) has revoked the licence of Nerico Brothers Limited (NBL) for facilitating misappropriation of...

The Securities and Futures Commission (SFC) has revoked the licence of Amber Hill Capital Limited (AHCL) for facilitating...

The criminal trial of the insider dealing prosecution brought by the Securities and Futures Commission (SFC) against businessman Mr Wong...