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SFC seeks court order to freeze assets up to $62.5 million for investor compensation in sophisticated ramp-and-dump case
The Securities and Futures Commission (SFC) has applied for an order from the Court of First Instance to freeze assets intended for...
Aug 31, 20252 min read


SFC reprimands and fines Deutsche Bank Aktiengesellschaft $23.8 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche Bank Aktiengesellschaft (DB) $23.8 million for various...
Aug 31, 20253 min read


SFC bans Zhu Hong for 12 months and fines her $400,000 for fund management failures
The Securities and Futures Commission (SFC) has banned Ms Zhu Hong, a substantial shareholder, director and former manager-in-charge of...
Aug 24, 20252 min read


Public warned of impersonation scams carried out in the name of SFC
The Securities and Futures Commission (SFC) today cautions the public against impersonation scams perpetrated by fraudsters in the name...
Aug 24, 20252 min read


SFC and HKEX collaborate in enforcement action against two former listed company directors for non-cooperation in investigations
The Stock Exchange of Hong Kong Limited (Exchange) has taken its first-ever disciplinary action against two former directors of a listed...
Aug 17, 20253 min read


SFC elaborates on robust custody standards for virtual asset trading platforms to safeguard client virtual assets
The Securities and Futures Commission (SFC) today sets out its expectations in a circular to all licensed virtual asset trading...
Aug 17, 20252 min read


SFC and ICAC joint operation against suspected market manipulation and corrupt practices leads to arrest of two former senior executives of listed company
The Securities and Futures Commission (SFC) and the Independent Commission Against Corruption (ICAC) on Wednesday (23 July 2025)...
Aug 3, 20252 min read


SFC obtains six-year disqualification order against former vice-chairman and executive director of Zhongda International Holdings Limited
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Mr Zhang Yuqing,...
Aug 3, 20252 min read


SFC and ICAC joint operation against suspected market manipulation and corrupt practices leads to arrest of two former senior executives of listed company
The Securities and Futures Commission (SFC) and the Independent Commission Against Corruption (ICAC) on Wednesday (23 July 2025)...
Jul 27, 20252 min read


Court-appointed administrators successfully distributed $19 million of assets to clients of Hong Kong Wan Kiu Investment Company Limited
The Securities and Futures Commission (SFC) today noted that court-appointed administrators had distributed approximately $19 million...
Jul 27, 20252 min read
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