Case consolidation for first ramp-and-dump criminal prosecution at District Court
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The District Court today granted an application by the Department of Justice to consolidate an existing ramp-and-dump case involving a...
SFC
- Apr 22
Joint circular to intermediaries Findings of concurrent SFC-HKMA thematic review of the distribution of non-exchange traded investment products
During a concurrent thematic review1 of the distribution of non-exchange traded investment products by intermediaries, the Securities and...
HKMA
- Apr 22
Risk management considerations related to the use of distributed ledger technology
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HKMA
- Apr 22
Thematic Review of Transaction Monitoring Systems and Use of Artificial Intelligence (For AIs)
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HKMA
- Apr 22
The Monetary Authority takes disciplinary action against Hua Nan Commercial Bank, Ltd., Hong Kong Branch for contraventions of Anti-Money Laundering and Counter-Terrorist Financing Ordinance
The Hong Kong Monetary Authority (HKMA) announced today (19 April) that it had completed an investigation and disciplinary proceedings...
SFC
- Apr 22
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
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